Proposed Adoption of Continuing Education Requirements for Investment Adviser Representatives

Posted on Sep 29, 2022 in Main, Proposed Rule

The Commissioner of Securities is considering the adoption of NASAA Model Rule Investment Adviser Representative Continuing Education (Model Rule 2002-411(h) or    1956-204(b)(6)-CE), which sets out continuing education requirements for investment adviser representatives registered in Hawaii.

A copy of Hawaii’s proposed rule can be found here.

Written comments and feedback are welcome, and should be submitted via email or U.S. mail, as follows:

Email Address:
[email protected]

Mailing Address:
Securities Enforcement Branch
Attn: Keola Fong
P.O. Box 40
Honolulu, HI 96810