DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS KA ʻOIHANA PILI KĀLEPA JOSH GREEN, M.D. GOVERNOR KIAʻĀINA CATHERINE P. AWAKUNI COLÓN DIRECTOR LUNA HOʻOKELE TY Y. NOHARA SECURITIES COMMISSIONER FOR IMMEDIATE RELEASE December 15, 2022 High School Teams to Compete in the 2023 Hawaiʻi LifeSmarts State Competition HONOLULU, HI – The Department of Commerce and Consumer Affairs ...
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The Commissioner of Securities is considering the adoption of NASAA Model Rule Investment Adviser Representative Continuing Education (Model Rule 2002-411(h) or 1956-204(b)(6)-CE), which sets out continuing education requirements for investment adviser representatives registered in Hawaii. A copy of Hawaii’s proposed rule can be found here. Written comments and feedback are welcome, and should be ...
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TIP: If someone is selling you securities or advising you on your investments, that person and company should be registered. To check registration, contact the Office of the Securities Commissioner at (808)586-2722. When you call please have the name of the firm and the individual’s first and last name and middle initial if available. Related ...
Read More February 2020
TIP: As an older investor, you are a top target for con artists. The Hawaii Securities Enforcement Branch is filled with examples of senior investors who have been cheated out of their life savings, retirement investments, and even the equity in their own homes. You can avoid becoming a victim by following these tips to ...
Read More January 2020
