Proposed Rule

Hawaiʻi Administrative Rules § 16-39-454.5 took effect on November 28, 2023.  Under the new rule, as of January 1, 2024, investment adviser representatives that are currently registered in Hawaiʻi will have until December 31, 2024 to complete the required continuing education courses. Newly registered investment adviser representatives will have until the end of the first ...
Read More HAWAII ADOPTS NEW RULE REQUIRING CONTINUING EDUCATION FOR INVESTMENT ADVISER REPRESENTATIVES