Skip to Content Skip to Navigation Skip to Footer
x
Hawaii.gov
Text size:
  • Smaller | Reset | Larger
Stay Connected
Business Registration Division – Securities logo
Department of Commerce and Consumer Affairs

Business Registration Division – Securities

Twitter iconFacebook iconInstagram icon
  • Home
  • About
  • News Releases
  • Calendar
  • HRS
  • HAR
  • Contact
  • DCCA Home
Home » Securities Filing Fees » Registration of Securities by Qualification

Registration of Securities by Qualification

(PDF) Application for Registration of Securities by Qualification
(PDF) Attachment to Application for Registration of Securities by Qualification
(PDF) Certified Copy of Corporate Resolution
(PDF) Consent to Service of Process by Issuer of or Dealer in Securities
Securities Filing Fees

Acting Commissioner

Photo of Commissioner Ty Nohara

Ty Nohara

Read Message

Securities Spotlight

  • Commissioner’s Corner
  • Securities Online Portal
  • Proposed Adoption of Continuing Education Requirements for Investment Adviser Representatives

Securities Compliance

  • Securities Online Portal
  • Franchise Filings
  • Broker-Dealers
  • Investment Advisers
  • Registration of Securities by Qualification
  • Securities Filing Fees

Securities Enforcement

  • Complaint Form and Instructions
  • Enforcement Actions and Orders

Investor Education Program

  • Program Information
  • Resources and Materials
  • Hawaii LifeSmarts Program
  • IEP Multi-Media Library
Tweets by HISecurities

About Us

  • Contact Us
  • Site Map

Policies

  • Terms of Use
  • Accessibility
  • Privacy Policy

Contact

  • 808-586-2744
  • contact email
Powered by eHawaii.gov
Copyright © 2023, State of Hawaii. All rights reserved.