Enforcement Actions and Orders
The Securities Enforcement Branch investigates and enforces against violations of state securities laws and franchise laws. The Branch initiates administrative actions, enters into agreements with, and issues orders against individuals and entities each year. These actions, agreements, and orders result in public records which are available to the public. You may also contact our office to inquire about any individual or entity you are or may be dealing with to find out their securities or franchise registration status and any related disciplinary history. For general inquiries, you can reach the branch at (808) 586-2740. To report fraud, call 58-SCAMS or 1-877-HI-SCAMS (toll free). Please note that ongoing matters cannot be disclosed to the public.
For information on Enforcement Actions, please call the office at (808) 586-2740.
CRAFT, JR., RICHARD dba BLAZIN’ ENTERPRISES, INC.; AND CRAFT ENTERPRISES, LLC nka CRAFT ENTERPRISES, INC. SEU 2008-051
CUMMINGS, KEITH K.; and INKJET PLUS INC. SEU 2006-025
- Commissioner’s Final Order: January 13, 2014
- Preliminary Order to Cease and Desist: October 28, 2013
FULLER, SHANNON; and E-Z ROADSIDE, LLC SEU 2010-011
KUWATA, COLBURN SEU 2011-017
LING, JEFFREY ALAN SEU 1999-102 and SEU 2001-111
LOVELL, DENNIS W.; and KRM DISTRIBUTORS, LLC SEU 2011-012
MANUEL, NOEL P.; AND CNE ENTERPRISES, LLC SEU 2010-026; SEU 2010-027; SEU 2010-028; and SEU 2010-031
O’SULLIVAN, PATRICK J. SEU 2009-035
PILAR, LEONCIO PRUDENCIO RARALIO; LEONCIO PRUDENCIO RARALIO PILAR dba PILAR FINANCIAL SERVICES; INVESTMENTS AND TAX STRATEGIES; AND PILAR INVESTMENTS, LLC SEU 2009-008
VESPERS, LLC, fka VIATICAL & ELDERLY SETTLEMENT PROVIDERS, LLC, fka NATIONAL INSURANCE DEPOSIT EXCHANGE, LLC; AND RONALD JOHN CHANCELLOR SEU 2007-052
WAIKIKI JR., NELSON; OPUNUI WATER COMPANY, LLC; and OPUNUI LAND AND WATER COMPANY, LLC SEU 2009-057, SEU 2010-001, SEU 2010-002, SEU 2010-003, and SEU 2012-006