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The Commissioner of Securities is considering the adoption of NASAA Model Rule Investment Adviser Representative Continuing Education (Model Rule 2002-411(h) or    1956-204(b)(6)-CE), which sets out continuing education requirements for investment adviser representatives registered in Hawaii. A copy of Hawaii’s proposed rule can be found here. Written comments and feedback are welcome, and should be ...
Read More Proposed Adoption of Continuing Education Requirements for Investment Adviser Representatives

DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR TY Y. NOHARA SECURITIES COMMISSIONER FOR IMMEDIATE RELEASE September 7, 2022 Teams Invited to Register for the 2022-2023 Hawaii LifeSmarts Competition HONOLULU – The Department of Commerce and Consumer Affairs (DCCA) Office of the Securities Commissioner invites teams to participate ...
Read More NEWS RELEASE: Teams Invited to Register for the 2022-2023 Hawaii LifeSmarts Competition