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DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR TY Y. NOHARA SECURITIES COMMISSIONER   FOR IMMEDIATE RELEASE Dec. 7, 2017 Top 4 High School Teams to Compete in the Hawaii LifeSmarts State Competition HONOLULU – The Department of Commerce and Consumer Affairs (DCCA) Office of the Securities Commissioner ...
Read More RELEASE: TOP 4 HIGH SCHOOL TEAMS TO COMPETE IN THE HAWAII LIFESMARTS STATE COMPETITION

DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR TY Y. NOHARA SECURITIES COMMISSIONER FOR IMMEDIATE RELEASE December 6, 2017 Securities Commissioner Issues a Cease and Desist Order Against Nathan McCotter HONOLULU – The Department of Commerce and Consumer Affairs’ (DCCA) Commissioner of Securities issued a Preliminary Order to ...
Read More RELEASE: Securities Commissioner Issues a Cease and Desist Order Against Nathan McCotter

DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR TY Y. NOHARA SECURITIES COMMISSIONER   FOR IMMEDIATE RELEASE December 4, 2017 DCCA WARNS PUBLIC TO BEWARE OF ILLEGAL PYRAMID INVESTMENT SCHEMES Honolulu – The Department of Commerce and Consumer Affairs’ (DCCA) Commissioner of Securities wants to remind the public ...
Read More RELEASE: DCCA WARNS PUBLIC TO BEWARE OF ILLEGAL PYRAMID INVESTMENT SCHEMES

December 2017

Posted on Dec 1, 2017 in Commissioner's Corner

TIP: Get ready for 2018 and check registration of your investment adviser. Related Investor Education Handout FINRA Broker Check (PDF) Click here to view Click here to download