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DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR TY Y. NOHARA SECURITIES COMMISSIONER FOR IMMEDIATE RELEASE Dec. 26, 2018 Top 4 High School Teams to Compete in the Hawaii LifeSmarts State Competition HONOLULU – The Department of Commerce and Consumer Affairs (DCCA) Office of the Securities Commissioner announces ...
Read More RELEASE: Top 4 High School Teams to Compete in the Hawaii LifeSmarts State Competition

December 2018

Posted on Dec 1, 2018 in Commissioner's Corner

TIP: Whether you work with a broker or adviser or you trade on your own, you should always monitor your investments. Protect yourself by keep an eye on your investments to prevent minor mistakes from turning into big problems.   Related Investor Education Handout 10 Tips to Keep Track of Your Investments (PDF) Click here ...
Read More December 2018

November 2018

Posted on Nov 1, 2018 in Commissioner's Corner

TIP: Don’t be a courtesy victim. Con artist will not hesitate to exploit your good manners. Save your good manners for friends and family members, not strangers looking for a quick buck.   Related Investor Education Handout How To Protect Your Nest Egg (PDF) Click here to view Click here to download  

October 2018

Posted on Oct 1, 2018 in Commissioner's Corner

TIP: To be an informed investor, you must know what danger signs to look for. Some are subtle, and some are easier to spot. Download our handout to learn the 7 signs to look out for.   Related Investor Education Handout How To Spot a Con Artist (PDF) Click here to view Click here to ...
Read More October 2018

September 2018

Posted on Sep 1, 2018 in Commissioner's Corner

TIP: The truth is, we’re all at risk. Anyone with any money is bound to hear from a fraudster at some point. But you can help protect your family and friends by recognizing how investment fraudsters operate and by reporting investment fraud: 1-877-HI SCAMS.   Related Investor Education Handout Fighting Fraud 101 (PDF) Click here ...
Read More September 2018

DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR TY Y. NOHARA SECURITIES COMMISSIONER   FOR IMMEDIATE RELEASE August 28, 2018 Registration Now Open for the 2018-2019 Hawaii LifeSmarts Competition HONOLULU – The Department of Commerce and Consumer Affairs (DCCA) Office of the Securities Commissioner invites teams to participate in ...
Read More RELEASE: Registration Now Open for the 2018-2019 Hawaii LifeSmarts Competition

August 2018

Posted on Aug 1, 2018 in Commissioner's Corner

TIP: A lengthy list of credentials after someone’s name does not give them the authority to sell securities. In most cases, a stockbroker or any other person who wants to sell securities or advise you on investments must be registered to do so. Download our Financial Designations handout to know what’s recognized and what’s not. ...
Read More August 2018

July 2018

Posted on Jul 1, 2018 in Commissioner's Corner

TIP: If someone is selling you securities or advising you on your investments, that person and company should be registered.  Contact the Hawaii Securities Compliance Branch at (808) 586-2722 to verify the information. When you call, please have the name of the firm and the individual’s first and last name and middle initial if available. ...
Read More July 2018

June 2018

Posted on Jun 1, 2018 in Commissioner's Corner

TIP: Slow down the conversation and ask the right questions. Before investing, make sure you understand the investment and understand all the fees & commissions. Take the time to find out more about the seller. There is no such thing as a stupid question when it’s about your money.   Related Investor Education Handout Ask ...
Read More June 2018

DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR TY Y. NOHARA SECURITIES COMMISSIONER   FOR IMMEDIATE RELEASE May 1, 2018 Top 4 High School Teams to Compete in the Hawaii LifeSmarts State Competition HONOLULU – A team of students from ‘Iolani School, representing the State of Hawaii, placed ...
Read More RELEASE: HAWAII TEAM WINS 2ND PLACE AT ANNUAL NATIONAL LIFESMARTS CHAMPIONSHIP