• Skip to Content
  • Skip to Navigation
  • Skip to Footer
Hawaii.gov
Text size:
  • Smaller | Reset | Larger
Stay Connected
Business Registration Division – Securities logo
Department of Commerce and Consumer Affairs

Business Registration Division – Securities

Twitter iconFacebook iconInstagram icon
  • Home
  • About
  • News Releases
  • Calendar
  • HRS
  • HAR
  • Contact
  • DCCA Home
Home » News » Publications

Publications

Investor Bill of Rights

Posted on Jul 26, 2011 in Publications

Real-Life Stories of Mrs. Tanaka & Mr. Kealoha

Posted on Jul 26, 2011 in Publications

NASAA – Financial Crisis: Investor Tips For A Down Market

Posted on Jul 26, 2011 in Publications

How Do I Check on My Securities Broker or Investment Adviser

Posted on Jul 26, 2011 in Publications

How to Spot a Con Artist

Posted on Jul 26, 2011 in Publications

NASAA – Madoff: A 21st Century Ponzi Scheme

Posted on Jul 26, 2011 in Publications

Investigate Before You Invest

Posted on Jul 26, 2011 in Publications

Investor Protection – 10 Tips

Posted on Jul 26, 2011 in Publications

Affinity Fraud

Posted on Jul 26, 2011 in Publications

Common Threats to Hawaii Investors

Posted on Jul 26, 2011 in Publications

1 2 Next »

Commissioner

Photo of Commissioner Ty Nohara

Ty Nohara
Read Message

Securities Spotlight

  • Commissioner’s Corner
  • Securities Online Portal

Securities Compliance

  • Securities Online Portal
  • Franchise Filings
  • Broker-Dealers
  • Investment Advisers
  • Registration of Securities by Qualification
  • Securities Filing Fees

Securities Enforcement

  • Complaint Form and Instructions
  • Enforcement Actions and Orders

Investor Education Program

  • Program Information
  • Resources and Materials
  • Hawaii LifeSmarts Program
  • IEP Multi-Media Library
Tweets by HISecurities

About Us

  • Contact Us
  • Site Map

Policies

  • Terms of Use
  • Accessibility
  • Privacy Policy

Contact

  • 808-586-2744
  • contact email
Powered by eHawaii.gov
Copyright © 2022, State of Hawaii. All rights reserved.