Enforcement Actions and Orders - DCCA Hawaii
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Enforcement Actions and Orders

The Securities Enforcement Branch (SEB) investigates and enforces against violations of state securities laws and franchise laws. The SEB initiates administrative actions, enters into agreements with, and issues orders against individuals and entities. These actions, agreements, and orders are public records and are available to the public. You may contact our office to inquire about any individual or entity you are or may be dealing with to find out their securities or franchise registration status and any related disciplinary history. For general inquiries, you can reach the branch at 1-844-808-DCCA (3222), press 2, then press 3. To report fraud, call 58-SCAMS or 1-877-HI-SCAMS (toll free). Please note that ongoing matters cannot be disclosed to the public.

For information on Enforcement Actions, please call the office at 1-844-808-DCCA (3222), press 2, then press 3.

SEU 2008-051

Craft, Jr., Richard Dba Blazin’ Enterprises, Inc.; and Craft Enterprises, LLC aka Craft Enterprises, Inc.

Commissioner’s Final Order: October 3, 2012

Preliminary Order to Cease and Desist: May 2, 2012

SEU 2006-025

Cummings, Keith K.; and Inkjet Plus Inc.

Commissioner’s Final Order: January 13, 2014

Preliminary Order to Cease and Desist: October 28, 2013

SEU 2010-011

Fuller, Shannon; and E-Z Roadside, LLC

Commissioner’s Final Order: November 20, 2013

Preliminary Order: May 13, 2013

SEU 2011-017

Kuwata, Colburn

Commissioner’s Final Order: July 2, 2013

Preliminary Order to Cease and Desist: April 2, 2013

SEU 1999-102 and SEU 2001-111

LING, JEFFREY ALAN

Commissioner’s Final Order: August 3, 2012

Preliminary Order to Cease and Desist: April 4, 2012

SEU 2011-012

Lovell, Dennis W and Krm Distributors, LLC

Commissioner’s Final Order: June 6, 2013

Preliminary Order: October 26, 2012

SEU 2010-026; SEU 2010-027; SEU 2010-028; and SEU 2010-031

Manuel, Noel P. and Cne Enterprises, LLC

Commissioner’s Final Order: September 5, 2013

Preliminary Order: March 4, 2013

SEU 2009-035

O’Sullivan, Patrick J.

Commissioner’s Final Order: July 30, 2013

Preliminary Order to Cease and Desist: April 1, 2013

SEU 2009-008

Pilar, Leoncio Prudencio Raralio; Leoncio Prudencio Raralio Pilar Dba Pilar Financial Services; Investments and Tax Strategies; and Pilar Investments, LLC

Commissioner’s Final Order: December 18, 2012

Preliminary Order to Cease and Desist: July 16, 2012

SEU 2007-052

Vespers, LLC, FKA Viatical & Elderly Settlement Providers, LLC, FKA National Insurance Deposit Exchange, LLC; and Ronald John Chancellor

Commissioner’s Final Order: August 8, 2012

Preliminary Order to Cease and Desist: April 16, 2012

SEU 2009-057, SEU 2010-001, SEU 2010-002, SEU 2010-003, and SEU 2012-006

Waikiki Jr., Nelson; Opunui Water Company, LLC; and Opunui Land and Water Company, LLC

Commissioner’s Final Order: August 1, 2013

Preliminary Order: July 2, 2012