December 2019

Posted on Dec 1, 2019 in Commissioner's Corner

TIP: Investment scams can take many forms—and fraudsters can turn on a dime when it comes to developing new pitches for the latest scam. Though the wrapper or hook might change, the most common securities frauds tend to fall into the same general schemes.

Check out this InvestorAlert piece from FINRA to help protect your hard-earned money from fraud. Learn about the different types of scams and the red flags you should look out for



Financial Industry Regulatory Authority –
FINRA Investor Alert – How to Avoid Investment Scams

Click to Read Handout