Contact Securities Branch

Securities staff remain available during normal business hours (7:45 a.m. – 4:30 p.m., Monday – Friday, except state holidays) to meet the needs of the public over the phone, online, and in-person. For in-person services, indoor mask wearing is encouraged throughout DCCA’s offices.

Securities Compliance: For franchise filings and securities registration filings, please go to https://dccabreg.force.com/securities/s/ and submit your application through our online portal. If you have any questions or need assistance, please email [email protected] or call (808) 586-2722.

We are going GREEN!  Please use the Securities Online Portal to submit your required documents.  It’s quick and easy!

Franchise Filers: Upload your franchise filing(s).

Broker-Dealers and Investment Advisers: Upload your required forms, documents, waiver and/or annual financials.

Securities Enforcement: To file a complaint, please go to https://dccabreg.force.com/securities/s/ and submit the Securities Enforcement Branch Complaint Form through our online portal. If you have any questions or need assistance, please email [email protected] or call (808) 586-2740.

Investor Education Program: Investor Education Program materials and information can be found online at https://cca.hawaii.gov/sec/iep/. For outreach presentations or requests for an exhibitor, please contact Brent Ramiscal at (808) 586-2737 or email [email protected].

Connect with us on Linktree at https://linktr.ee/HISecurities for links to all of our social media accounts.

The DCCA will be open 7:45 AM – 4:30 PM (Hawaii Standard Time), Monday to Friday, except state holidays.

Mailing Address

Department of Commerce and Consumer Affairs
Business Registration Division
Commissioner of Securities
P. O. Box 40
Honolulu, Hawaii 96810

Location

Department of Commerce and Consumer Affairs
Business Registration Division
Commissioner of Securities
King Kalakaua Building
335 Merchant Street, Rm. 205
Honolulu, Hawaii 96813

Google Map
View ( State Capitol District Map )

Phone/Fax Numbers

Telephone:
(808) 586-2744

Fax:
(808) 586-3977

Residents on the neighbor islands may call the following numbers followed by 6-2744 and the # sign:

Kauai 274-3141
Maui 984-2400
Hawaii 974-4000
Lanai & Molokai 1-800-468-4644 (toll free)
Report Fraud 58-SCAMS
1-877-HI-SCAMS (toll free)

Email Addresses

Securities Enforcement Branch
 [email protected]

Securities Compliance Branch
 [email protected]

Theresa Anne K. Kong Kee
Investor Education Specialist
[email protected]