News Releases

HCEE – Hawaii SMS

Posted on Dec 18, 2012 in News Releases

 PDF version of the February 2012 Notice February 21, 2012 Notice to Investment Advisers:  Changes under Dodd-Frank The Office of the Commissioner of Securities for the State of Hawaii has put together this notice to alert you to imminent changes under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) that will impact the ...
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