News Releases

State Orders Oahu Man To Cease and Desist Fraudulent Sale of Unregistered Securities

Posted on Apr 1, 2013 in News Releases

Commissioner Orders Cease & Desist To Noel Manuel

Posted on Mar 11, 2013 in News Releases

Honolulu Advertiser March 6, 2013

Posted on Mar 6, 2013 in News Releases

HCEE – Hawaii SMS

Posted on Dec 18, 2012 in News Releases

Business Registration Information Release 13-01

Posted on Dec 18, 2012 in News Releases

Investment Adviser Alert (Changes under Dodd-Frank)

Posted on Mar 7, 2012 in News Releases

PDF version of the February 2012 Notice February 21, 2012 Notice to Investment Advisers: Changes under Dodd-Frank The Office of the Commissioner of Securities for the State of Hawaii has put together this notice to alert you to imminent changes under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) that will impact the ...
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