TIP: It’s good habit to check current registration of your financial professional. Related Investor Education Handout CFTC SmartCheck (PDF) Click here to view Click here to download
Commissioner’s Corner
TIP: Beware of investments promoting no downside or risk. All investments have some degree of risk. Related Investor Education Handout 10 Tips To Protect Your Money (PDF) Click here to view Click here to download
TIP: Know your rights before you invest. Related Investor Education Handout Bill of Rights (PDF) Click here to view Click here to download
TIP: Learn the sings on how to spot a con artist. Related Investor Education Handout How To Spot A Con Artist (PDF) Click here to view Click here to download
TIP: Be aware of common threats that target local investors. Related Investor Education Handout Common Threats To Hawaii Investors (PDF) Click here to view Click here to download
TIP: Do your homework and ask questions before investing your hard earned money. Related Investor Education Handout Ask Questions (PDF) Click here to view Click here to download
TIP: Learn how to check the registration and background of the individual selling the investment. Anyone selling a security must be registered. Remember no registration, no sale. Related Investor Education Handout Check Before You Invest (PDF) Click here to view Click here to download
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