Business Registration Division – Securities

TIP: Ask Questions! That’s the best advice we can give you about how to invest wisely. Many investors can avoid trouble and losses if they ask basic questions from the start. We encourage you to thoroughly evaluate the background of any financial professional with whom you intend to do business—before you hand over your hard-earned cash.

It doesn’t matter if you are a beginner or have been investing for many years, it’s never too early or too late to start asking questions. It’s impossible to ask a dumb question about how you are investing your money. Don’t feel intimidated. Remember, it’s your money at stake.

Related Investor Education Handout

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