Securities Filing Fees
- Securities Filing Fees
| STATUTORY DCCA FEE | |
| Broker-Dealer Application | $200.00 |
| Broker-Dealer Renewal | $200.00 |
| Investment Adviser Application | $100.00 |
| Sales Agent Application | $50.00 |
| Sales Agent Renewal | $50.00 |
| IA Representative Application | $50.00 |
| IA Representative Renewal | $50.00 |
| Investment Co. Securities: | |
| Initial Filing | $200.00 |
| Renewal Filing | $50.00 |
| Franchise: | |
| Initial | $250.00 |
| Amendment | $250.00 |
| Renewal | $250.00 |
If you have any questions, please contact the Division at (808) 586-2722.
