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Commissioner
Ty Nohara
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Securities Spotlight
- Online Services
- Commissioner’s Corner
- Administrative Releases
- Forms for Registration and Filing Fees
- Complaint Form and Instructions
- Enforcement Actions and Orders
- Investor Education Program
- Investor Education Handouts
- Want to learn more? Here are some national websites…
- Investment Adviser Guide
- Investment Adviser Alert
(Changes under Dodd-Frank)