Enforcement Actions and Orders

The Securities Enforcement Branch investigates and enforces against violations of state securities laws and franchise laws.  The Branch initiates administrative actions, enters into agreements with, and issues orders against individuals and entities each year. These actions, agreements, and orders result in public records which are available to the public.  You may also contact our office to inquire about any individual or entity you are or may be dealing with to find out their securities or franchise registration status and any related disciplinary history.  For general inquiries, you can reach the branch at (808) 586-2740.  To report fraud, call 58-SCAMS or 1-877-HI-SCAMS (toll free).  Please note that ongoing matters cannot be disclosed to the public.

Cease and Desist Orders for 2011-2014.  For information on other orders and agreements, please call the office at (808) 586-2740.

CRAFT, JR., RICHARD dba BLAZIN’ ENTERPRISES, INC.; AND CRAFT ENTERPRISES, LLC nka CRAFT ENTERPRISES, INC.          SEU 2008-051

 

CUMMINGS, KEITH K.; and INKJET PLUS INC.          SEU 2006-025

 

FULLER, SHANNON; and E-Z ROADSIDE, LLC          SEU 2010-011

 

KUWATA, COLBURN          SEU 2011-017

 

LING, JEFFREY ALAN          SEU 1999-102 and SEU 2001-111

 

LOVELL, DENNIS W.; and KRM DISTRIBUTORS, LLC          SEU 2011-012

 

MANUEL, NOEL P.; AND CNE ENTERPRISES, LLC          SEU 2010-026; SEU 2010-027; SEU 2010-028; and SEU 2010-031

 

O’SULLIVAN, PATRICK J.          SEU 2009-035

 

PILAR, LEONCIO PRUDENCIO RARALIO; LEONCIO PRUDENCIO RARALIO PILAR dba PILAR FINANCIAL SERVICES; INVESTMENTS AND TAX STRATEGIES; AND PILAR INVESTMENTS, LLC          SEU 2009-008

 

VESPERS, LLC, fka VIATICAL & ELDERLY SETTLEMENT PROVIDERS, LLC, fka NATIONAL INSURANCE DEPOSIT EXCHANGE, LLC; AND RONALD JOHN CHANCELLOR          SEU 2007-052

 

WAIKIKI JR., NELSON; OPUNUI WATER COMPANY, LLC; and OPUNUI LAND AND WATER COMPANY, LLC          SEU 2009-057, SEU 2010-001, SEU 2010-002, SEU 2010-003, and SEU 2012-006