Contact Securities Branch

Due to COVID-19 and for the health and safety of consumers and staff, the Department of Commerce and Consumer Affairs (DCCA) offices will be providing modified hours of in-person services to the public. The King Kalakaua Building will be open to the public from 7:45 a.m. – 12 noon Monday – Friday, except state holidays.

Building access will only be allowed through the building’s front lobby via Merchant Street.  A face covering is required to enter, and while conducting business in the building. Safety protocols including social distancing measures will be implemented, so we ask that you please follow instructions and plan your time accordingly. We thank you in advance for your cooperation and patience.

Staff will remain available during normal business hours to meet the needs of the public over the phone and online. The public is strongly encouraged to continue calling in or utilizing DCCA’s online services. Contact information for each division is available at http://cca.hawaii.gov/contact/. For a full listing of online services go to http://cca.hawaii.gov/covid19.

Securities Compliance: For franchise filings and securities registration filings, please go to https://dccabreg.force.com/securities/s/ and submit your application through our online portal. If you have any questions or need assistance, please email [email protected] or call (808) 586-2722.

Securities Enforcement: To file a complaint, please go to https://dccabreg.force.com/securities/s/ and submit the Securities Enforcement Branch Complaint Form through our online portal. If you have any questions or need assistance, please email [email protected] or call (808) 586-2740.

Investor Education Program: All outreach activities have been cancelled through June. Investor Education Program materials and information can be found online at https://cca.hawaii.gov/sec/iep/. For further assistance, please email [email protected] or call (808) 587-7400 and leave a message. Someone will get back to you as soon as possible.

BREG Securities staff will continue to work full-time to provide its services to the public through modified operations. We thank you for your understanding.

The DCCA will be open 7:45 AM – 4:30 PM (Hawaii Standard Time), Monday to Friday, except state holidays. See Calendar for State holidays…

Mailing Address

Department of Commerce and Consumer Affairs
Business Registration Division
Commissioner of Securities
P. O. Box 40
Honolulu, Hawaii 96810

Location

Department of Commerce and Consumer Affairs
Business Registration Division
Commissioner of Securities
King Kalakaua Building
335 Merchant Street, Rm. 205
Honolulu, Hawaii 96813

Google Map
View ( State Capitol District Map )

Phone/Fax Numbers

Telephone:
(808) 586-2744

Fax:
(808) 586-3977

Residents on the neighbor islands may call the following numbers followed by 6-2744 and the # sign:

Kauai 274-3141
Maui 984-2400
Hawaii 974-4000
Lanai & Molokai 1-800-468-4644 (toll free)
Report Fraud 58-SCAMS
1-877-HI-SCAMS (toll free)

Email Addresses

Securities Enforcement Branch
[email protected]

Securities Compliance Branch
[email protected]

Henry K. Tanji
Securities Compliance Specialist
[email protected]

Theresa Anne K. Kong Kee
Investor Education Specialist
[email protected]