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Your search found 113 hits- RELEASE: More Than 30,000 Licensed Professionals are urged to renew their license online at MyPVL DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS Professional and Vocational Licensing Division DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR CELIA C. SUZUKI LICENSING ADMINISTRATOR FOR IMMEDIATE RELEASE May 17, 2016 More Than 30,000 Licensed Professionals are urged to renew their license online at MyPVL HONOLULU – The Hawaii Department of Commerce and Consumer Affairs (DCCA) […]
- Investor Education PresentationsHow To Schedule A Presentation Call: (808) 587-7400 E-mail: [email protected] Mail: DCCA, Office of the Securities Commissioner Investor Education Program P.O. Box 40 Honolulu, HI 96810 IEP Presentations Brochure (PDF) Click here to view Click here to download IEP Presentations Handout (PDF) Click here to view Click here to download Available topics listed below: 1. Who […]
- Privacy PolicyPrivacy policy required by Gramm-Leach-Bliley Financial Modernization Act of 1999 Must furnish a privacy policy to clients at or before the time they sign their contract and annually thereafter Must have a written plan to safeguard client information For more information see: https://www.ftc.gov/privacy/privacyinitiatives/financial_rule.html
- Written agreementsContracts between investment adviser and client Records of all accounts in which the investment adviser is vested with any discretionary power All powers of attorney and other documents granting discretionary authority by the client to the investment adviser Trading in a client’s account Withdrawal of investment advisory fees Documents appointing the adviser as an executor, […]
- January 2018TIP: Never make an investment solely based on the reputation of or “friendship” with a member of a group to which you belong. Affinity fraud refers to an investment scam that targets groups and uses the trust among group members to spread the fraud. Con artists leverage that network to gain trust, cloak themselves […]
- Hawaii State Calendar Meetings and AgendasMeeting agendas are posted on the Hawaii State Calendar at least six (6) calendar days before the meeting. Accountancy Acupuncture Barber/Cosmetology Boxing Commission Chiro Construction Site Inspection Contractors Dental Dispensing Opticians EASLA Electricians/Plumbers Elevator Marriage/Family Therapist Massage Medical Motor Vehicle Industry Licensing Motor Vehicle Repair Naturopathy Nursing Optometry Occupational Therapy Advisory Committee Patient Rights Pest […]
- RELEASE: DCCA DISCIPLINARY ACTIONS (Through September 2019)DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS Office of Administrative Hearings DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR FOR IMMEDIATE RELEASE October 14, 2019 DCCA DISCIPLINARY ACTIONS (Through September 2019) HONOLULU – The state Department of Commerce and Consumer Affairs (DCCA) and the state Boards and Commissions released a summary of disciplinary actions through […]
- Release: DCCA Disciplinary Actions (Through July 2018) DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS Office of Administrative Hearings DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR FOR IMMEDIATE RELEASE August 13, 2018 DCCA DISCIPLINARY ACTIONS (Through July 2018) HONOLULU – The state Department of Commerce and Consumer Affairs (DCCA) and the state Boards and Commissions released a summary of disciplinary actions through […]
- RELEASE: DCCA DISCIPLINARY ACTIONS (Through November 2020)DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS OFFICE OF ADMINISTRATIVE HEARINGS DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR FOR IMMEDIATE RELEASE December 24, 2020 DCCA DISCIPLINARY ACTIONS (Through November 2020) HONOLULU – The state Department of Commerce and Consumer Affairs (DCCA) and the state Boards and Commissions released a summary of disciplinary actions through […]
- NEWS RELEASE: DCCA DISCIPLINARY ACTIONS (Through September 2021) DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS OFFICE OF ADMINISTRATIVE HEARINGS DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR FOR IMMEDIATE RELEASE October 27, 2021 DCCA DISCIPLINARY ACTIONS (Through September 2021) HONOLULU – The state Department of Commerce and Consumer Affairs (DCCA) and the state Boards and Commissions released a summary of disciplinary actions through […]