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Your search found 1049 hits- RELEASE: Registration Opens for Hawaii LifeSmarts CompetitionDEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR TY Y. NOHARA SECURITIES COMMISSIONER FOR IMMEDIATE RELEASE August 11, 2017 Registration Opens for Hawaii LifeSmarts Competition HONOLULU – The Department of Commerce and Consumer Affairs (DCCA) Office of the Securities Commissioner announces the start of the 2017-2018 Hawaii LifeSmarts […]
- News Release: Team from Oahu Wins State’s LifeSmarts Competition DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS Business Registration Division NEIL ABERCROMBIE GOVERNOR KEALII S. LOPEZ DIRECTOR TUNG CHAN SECURITIES COMMISSIONER FOR IMMEDIATE RELEASE Feb. 8, 2014 Team from Oahu Wins State’s LifeSmarts Competition Waipahu HS Represents Hawaii in National Competition HONOLULU — Waipahu High School won the state title at […]
- News Release: DCCA Calls on Teams to Compete in Statewide CompetitionDEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS Office of the Securities Commissioner News Release NEIL ABERCROMBIE GOVERNOR _________________________________________________________________________________________________ TUNG CHAN KEALII S. LOPEZ COMMISSIONER OF […]
- News Release: Open Registration Begins for Statewide LifeSmarts Competition DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS Business Registration Division NEIL ABERCROMBIE GOVERNOR KEALII S. LOPEZ DIRECTOR TUNG CHAN SECURITIES COMMISSIONER FOR IMMEDIATE RELEASE Aug. 4, 2014 Open Registration Begins for Statewide LifeSmarts Competition HONOLULU – The Department of Commerce and Consumer Affairs (DCCA) Office of the Securities Commissioner announces the […]
- A Real Hawaii Story on Investment FraudRead a victim’s story in Hawaii about being scammed on an investment. Here’s a real story that happened in Hawaii: The victim was a 76 year old female from Japan. She had a limited command of the English language. Let’s call her Mrs. Tanaka. Mrs. Tanaka had about $300,000 she received from her late father’s […]
- Financial recordsLedgers reflecting asset, liability, reserve, capital, income and expense accounts All check books, bank statements, cancelled checks and cash reconciliations of the investment adviser All bills or statements (or copies thereof) relating to the business of the investment adviser Trial balances Financial statements
- Disclosure statements (HAR §16-39-439)Advisers must provide each client and prospective client a written disclosure statement which may be a copy of the adviser’s Form ADV Part II or another written document containing at least the information provided on the Form ADV Part II (Investment Advisers Act of 1940) Not less than 48 hours prior to entering into any […]
- RELEASE: Securities Commissioner Orders Leilani Embernate and Joycelyn Embernate to Cease and DesistDEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR TY Y. NOHARA SECURITIES COMMISSIONER FOR IMMEDIATE RELEASE January 3, 2017 Securities Commissioner Orders Leilani Embernate and Joycelyn Embernate to Cease and Desist Asserts the Embernates and their company, Twin Stars of the Pacific, Inc., violated state anti-fraud provisions HONOLULU […]
- Military ResourcesThis section is dedicated to our military men, women, and their families. Included are links to investor education information that has been designed especially with our military in mind. The following is a listing of resources that are available for viewing and/or printing. Click on the links below to access/connect some helpful information. Military Handouts […]
- RELEASE: DCCA WARNS PUBLIC TO BEWARE OF ILLEGAL PYRAMID INVESTMENT SCHEMESDEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR TY Y. NOHARA SECURITIES COMMISSIONER FOR IMMEDIATE RELEASE December 4, 2017 DCCA WARNS PUBLIC TO BEWARE OF ILLEGAL PYRAMID INVESTMENT SCHEMES Honolulu – The Department of Commerce and Consumer Affairs’ (DCCA) Commissioner of Securities wants to remind the public […]