Business Registration Division – Securities

The following is a listing of resources that are available for viewing and/or printing. Click on the links below to access/connect some helpful information. 

Investor Education Handouts

	Office of the Securities Commissioner: Who We Are? (PDF) Click here to view Click here to download
	Programs We Offer Kupuna to Keiki (PDF) Click here to view Click here to download
	IEP Presentations (PDF) Click here to view Click here to download
	Bill of Rights (PDF) Click here to view Click here to download
	Common Threats To Hawaii Investors (PDF) Click here to view Click here to download
	Check Before You Invest (PDF) Click here to view Check here to download
	Ask Questions (PDF) Click here to view Click here to download
	Affinity Fraud (PDF) Click here to view Click here to download
	Ponzi Schemes (PDF) Click here to view Click here to download
	How To Spot A Con Artist (PDF) Click here to view Click here to download
	Financial Designations (PDF) Click here to view Click here to download

Booklets

	Activity Booklet For Kids (PDF) Click here to view Click here to download
	Activity  Booklet For Teens (PDF) Click here to view Click here to download
	Activity Booklet For Seniors (PDF) Click here to view Click here to download
	Keeping Our Kupuna (Seniors) Safe (PDF) Click here to view Click here to download

Publications

	Hawaii’s Fraud Prevention & Resource Guide 2nd Edition (PDF) Click here to view Click here to download
	Hawaii’s Fraud Prevention & Resource Guide 1st Edition (PDF) Click here to view Click here to download