Securities

The following is a listing of Investor Education Program Handouts that are available for viewing and/or printing. Click on the links below for some helpful securities information. For more information or to request a presentation or informational exhibit at a community event, please call 587-7400.

(PDF) Office of the Securities Commissioner: Who We Are?

(PDF) Affinity Fraud

(PDF) Checklist Of Things To Listen For When Attending “Free Lunch” Seminars

(PDF) Common Threats To Hawaii Investors

(PDF) How Do I Check On My Securities Broker Or Investment Adviser?

(PDF) How To Spot A Con Artist

(PDF) Investigate Before You Invest

(PDF) Investor Bill Of Rights

(PDF) Investor Education Program Presentation Listing

(PDF) Investor Protection – 10 Tips

(PDF) Real-Life Stories of Mrs. Tanaka & Mr. Kealoha

(PDF) NASAA: Financial Crisis: Investor Tips For A Down Market

(PDF) NASAA: Madoff – A 21st Century Ponzi Scheme